SourcingSourcing

CAPSTAR FINANCIAL SERVICES LLC

C39
CRD 300349·SEC 801-124743·AUSTIN, TX
AUM
$207.8M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$623K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPSTAR FINANCIAL SERVICES LLC
CRD
300349
SEC file #
801-124743
EIN
—
DBA names
—

Economics

AUM
$207.8M
AUM band
$100M-$500M
AUM trajectory
'23'26
$146.1M → $207.8M▲ +42%
Client mix
Individuals Other329
Individuals High Net Worth47
Corporations2
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
1 advisors → 3 advisors▲ +200%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
capstarfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PORTER, SUZETTE, MARIE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
PORTER, SUZETTE, MARIE
AE WEALTH MANAGEMENT, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPSTARFINANCIAL.COM
Rdap Domain Creation Date
2009-09-16T09:42:52Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-02T11:59:59Z
Rdap Domain Last Changed
2024-09-03T11:38:12Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5740731
Trust Company Affiliate
No

People (4)

4
PORTER, SUZETTE, MARIE
IAR · Direct Owner · 87.5%
5740731
AE WEALTH MANAGEMENT, LLC
Direct Owner · 17.5%
282580
JOHNSON, BARBARA, ANDREA
IAR · Executive Officer · 2.5%
5400501
Julia Christine Hummel
IAR
7889004