SourcingSourcing

WIN ADVISORS, INC

B64
CRD 300351·SEC 801-115311·PALM BEACH GARDENS, FL
AUM
$266.8M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$801K
@ 30% margin
Est. Deal Value
$6.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WIN ADVISORS, INC
CRD
300351
SEC file #
801-115311
EIN
833084308
DBA names
—

Economics

AUM
$266.8M
AUM band
$100M-$500M
AUM trajectory
'21'26
$63.7M → $266.8M▲ +319%
Client mix
Individuals Other1,893
Pension Profit Sharing Plans23
Individuals High Net Worth12
Corporations7
Charitable Organizations6

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
13 advisors → 4 advisors▼ -69%
Primary office
PALM BEACH GARDENS FL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/22/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WORLD INVESTMENT NETWORK, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
WORLD INVESTMENT NETWORK, INC.
WALSH, DENIS, STEPHEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001897144
Edgar Registered
Yes
Edgar Filing Count
26
Edgar First Filing Date
2022-02-14
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001897144-26-000005

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4618
Soi Zip Pct 200k Plus
0.2583
Soi Zip Returns 200k Plus
6,120
Soi Zip Total AGI
6,869,828
Fdic Zip Total Deposits
18,521,453,000
Fdic Zip Branch Count
257
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
11440 NORTH JOG RDPALM BEACH GARDENS, FL 33418-3764
Business
11440 NORTH JOG RDPALM BEACH GARDENS, FL 33418-3764
Edgar EIN
833084308
Edgar Recent Filings
13F-HR2026-05-01 · 0001897144-26-000005
13F-HR2026-02-04 · 0001897144-26-000001
Fdic Zip Branches Raw
Great Western Bank, A FSBPalm Beach Gardens, FL
Great Western Bank, A FSBPalm Beach Gardens, FL
Fdic Zip HHI
1702.67
Fdic Zip Top Bank Share Pct
36.76
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI53,247
Returns4,540
Stub 2
AGI122,793
Returns3,290
Stub 3
AGI172,880
Returns2,780
Soi Zip Total Business Income
217,688
Soi Zip Total Cap Gains
1,622,734
Soi Zip Total Dividends
556,469
Soi Zip Total Returns
23,690
Trust Company Affiliate
No

People (5)

5
WALSH, DENIS, STEPHEN
IAR · Executive Officer · 2.5%
1124278
WALSH, MARY, THERESE
IAR · Executive Officer · 2.5%
2829444
RITTMAN, BARRY, RICHARD
Executive Officer · 2.5%
1997994
David Wayne Homard
IAR
2355385
Brian Scott Mccleskey
IAR
4638333