SourcingSourcing

BRENTVIEW INVESTMENT MANAGEMENT, LLC

C43
CRD 300409·SEC 801-118493·NORTHFIELD, IL
AUM
$233.4M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$700K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRENTVIEW INVESTMENT MANAGEMENT, LLC
CRD
300409
SEC file #
801-118493
EIN
364529342
DBA names
—

Economics

AUM
$233.4M
AUM band
$100M-$500M
AUM trajectory
'21'26
$147.5M → $233.4M▲ +58%
Client mix
Individuals High Net Worth169
Other56
Charitable Organizations8
Pension Profit Sharing Plans5
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
4 advisors → 4 advisors▬ 0%
Primary office
NORTHFIELD IL
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/brentviewim(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BLUESTONE ENTERPRISES LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
BLUESTONE ENTERPRISES LLC
TIMBERLINE ROAD, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:brentview.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
31,878
Form 5500 Compensation Trajectory 3y
202531,878
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
31,878
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001315785
Edgar Registered
Yes
Edgar Filing Count
135
Edgar First Filing Date
2005-02-11
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
89
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001951757-26-000732

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Lpl Financial6
Pershing4
E*trade4
Raymond James2
Morgan Stanley2
Edgar Addresses
Mailing
P.O. BOX 999176 WESTBROOK RDESSEX, CT 064260999
Business
P.O. BOX 999176 WESTBROOK RDESSEX, CT 064260999
Edgar EIN
364529342
Edgar Recent Filings
13F-HR2026-04-24 · 0001951757-26-000732
13F-HR2026-02-10 · 0001951757-26-000399
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
HAI HUY VU
Direct Owner · 17.5%
4340547
GOMEZ, JOHN, ASTOR
IAR · Executive Officer · 2.5%
2275694
ARAGON, CYNTHIA, MARIE
IAR · Executive Officer · 2.5%
4316747
JAMES RALPH BOOTHE
Executive Officer · 2.5%
1910816
JEFFREY PAUL CHAPRACKI
IAR
2923737