SourcingSourcing

UAK DIVERSIFIED LLC

C47
CRD 300506·SEC 801-135344·MINNETONKA, MN
AUM
$113.0M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$339K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UAK DIVERSIFIED LLC
CRD
300506
SEC file #
801-135344
EIN
—
DBA names
Uak Diversified Wealth Advisors

Economics

AUM
$113.0M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other179
Individuals High Net Worth54

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
MINNETONKA MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
uakdiversified.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Kang, Sarah
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Kang, Sarah
Kang, Ujae, Augustine
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
UAKDIVERSIFIED.COM
Rdap Domain Creation Date
2018-07-12T03:09:41Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-12T03:09:41Z
Rdap Domain Last Changed
2025-07-12T15:45:47Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7249599
Trust Company Affiliate
No

People (2)

2
Kang, Sarah
IAR · Direct Owner · 62.5%
7249599
Kang, Ujae, Augustine
IAR · Direct Owner · 62.5%
5660240