SourcingSourcing

SHAREBUILDER ADVISORS, LLC

C18
CRD 300537·SEC 801-115195·SEATTLE, WA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHAREBUILDER ADVISORS, LLC
CRD
300537
SEC file #
801-115195
EIN
—
DBA names
Sharebuilder 401k

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Pension Profit Sharing Plans5,500

Operations

Employees (total)
36
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
12/12/2025
ADV-W filed at
—
Website
sharebuilder401k.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHAREBUILDER INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
SHAREBUILDER INC
ROBERTSON, STUART, REMLEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SHAREBUILDER401K.COM
Rdap Domain Creation Date
2005-05-03T16:08:35Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
17
Bc Firm IAR Count
17
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-03T16:08:35Z
Rdap Domain Last Changed
2026-05-04T14:16:30Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (17)

17
ROBERTSON, STUART, REMLEY
IAR · Executive Officer · 2.5%
5125003
GARRETT WILLIS SILVER
IAR
4327858
RHETT DANFORD JORDAN
IAR
4951295
PAUL MORGAN HOPKINS
IAR
5996048
RYAN BOY M OMLI
IAR
5259752
Phillip Charles Donald
IAR
6855950
Vince Hacut
IAR
6574683
JACOB W KEIL
IAR
5727038
Corbin James Lykins
IAR
6104308
NICHOLAS GEORGE TSIAKILOS
IAR
5333551
Duncan Macmillan Varela
IAR
7448779
Steven Lynn ONeal
IAR
2401880
Matthew Dale Marengo
IAR
7488771
ROBERT TORPY MILLER
IAR
4149725
CYNTHIA JOAN GHAFFARI
IAR
1794348
SARA JANE ANDRES
IAR
2985300
CHRISTOPHER KEITH WILKINSON
IAR
2749952