SourcingSourcing

ENGLEBERT FINANCIAL ADVISERS, LLC

B56
CRD 300568·SEC 801-130503·ALLENTOWN, PA
AUM
$156.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$470K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ENGLEBERT FINANCIAL ADVISERS, LLC
CRD
300568
SEC file #
801-130503
EIN
833107096
DBA names
—

Economics

AUM
$156.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$148.9M → $156.6M▲ +5%
Client mix
Individuals Other235
Individuals High Net Worth29
State Or Municipal Govt23
Charitable Organizations5
Corporations5

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
ALLENTOWN PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
linkedin.com/company/englebert-financial-advisers(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ENGLEBERT, JAMIE, LYN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ENGLEBERT, JAMIE, LYN
ENGLEBERT, CHRISTOPHER, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:englebert.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002097035
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-04
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0002097035-26-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3089
Soi Zip Pct 200k Plus
0.1165
Soi Zip Returns 200k Plus
430
Soi Zip Total AGI
377,309
Fdic Zip Total Deposits
7,661,747,000
Fdic Zip Branch Count
128
Fdic Zip Top Banks
TD Bank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1275 GLENLIVET DRIVESUITE 335ALLENTOWN, PA 18106
Business
1275 GLENLIVET DRIVESUITE 335ALLENTOWN, PA 18106
Edgar EIN
833107096
Edgar Recent Filings
13F-HR2026-04-22 · 0002097035-26-000004
13F-HR2026-02-04 · 0002097035-26-000003
Fdic Zip Branches Raw
Keystone Savings BankWescosville, PA
Keystone Savings BankWescosville, PA
Fdic Zip HHI
1401.49
Fdic Zip Top Bank Share Pct
24.68
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,280
Returns1,000
Stub 2
AGI25,129
Returns670
Stub 3
AGI33,537
Returns540
Soi Zip Total Business Income
8,788
Soi Zip Total Cap Gains
13,634
Soi Zip Total Dividends
11,082
Soi Zip Total Returns
3,690
Top Owner CRD
3046551
Trust Company Affiliate
No

People (3)

3
ENGLEBERT, JAMIE, LYN
IAR · Direct Owner · 62.5%
3046551
ENGLEBERT, CHRISTOPHER, PAUL
IAR · Direct Owner · 37.5%
1220085
Andrew Gordon Gaines
IAR
7980503