SourcingSourcing

PLUS GROUP WEALTH ADVISORS, LLC

C45
CRD 300714·SEC 801-132046·BELGIUM, WI
AUM
$158.9M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$477K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLUS GROUP WEALTH ADVISORS, LLC
CRD
300714
SEC file #
801-132046
EIN
371921828
DBA names
—

Economics

AUM
$158.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$137.1M → $158.9M▲ +16%
Client mix
Individuals Other486
Individuals High Net Worth28
Charitable Organizations1
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
BELGIUM WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
myplusgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEIS, BRENT, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NEIS, BRENT, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYPLUSGROUP.COM
Rdap Domain Creation Date
2012-11-29T17:27:36Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002109515
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-05
Edgar Last Filing Date
2026-04-07
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-07
Accession0002109515-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2811
Soi Zip Pct 200k Plus
0.0541
Soi Zip Returns 200k Plus
100
Soi Zip Total AGI
148,736
Fdic Zip Total Deposits
1,062,946,000
Fdic Zip Branch Count
50
Fdic Zip Top Banks
The Port Washington State Bank
Wisconsin State Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
680 MAIN STBELGIUM, WI 53004
Business
680 MAIN STBELGIUM, WI 53004
Edgar EIN
371921828
Edgar Recent Filings
13F-HR2026-04-07 · 0002109515-26-000002
13F-HR2026-02-05 · 0002109515-26-000001
Fdic Zip Branches Raw
The Port Washington State BankBelgium, WI
The Port Washington State BankBelgium, WI
Fdic Zip HHI
8197.39
Fdic Zip Top Bank Share Pct
90.36
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-11-29T17:27:36Z
Rdap Domain Last Changed
2025-05-07T17:51:30Z
Rdap Nameservers
Ns83.worldnic.comNs84.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,900
Returns410
Stub 2
AGI13,715
Returns370
Stub 3
AGI18,998
Returns310
Soi Zip Total Business Income
2,445
Soi Zip Total Cap Gains
3,842
Soi Zip Total Dividends
2013
Soi Zip Total Returns
1850
Top Owner CRD
2867316
Trust Company Affiliate
No

People (4)

4
NEIS, BRENT, ROBERT
IAR · Direct Owner · 87.5%
2867316
Thomas Joseph Volkmann
IAR
7779733
Matthew Dirkse
IAR
8155128
JAY MICHAEL LAUER
IAR
2735098