SourcingSourcing

MPI WEALTH MANAGEMENT LLC

C33
CRD 301011·SEC 801-117155·HINSDALE, IL
AUM
$233.6M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$701K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MPI WEALTH MANAGEMENT LLC
CRD
301011
SEC file #
801-117155
EIN
—
DBA names
—

Economics

AUM
$233.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$173.1M → $233.6M▲ +35%
Client mix
Individuals High Net Worth93
Individuals Other43
Insurance Companies6
Corporations6
Charitable Organizations5

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
HINSDALE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
mpiwealthmanagement.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAVID W. PEQUET DECLARATION OF
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
DAVID W. PEQUET DECLARATION OF
PEQUET, MATTHEW, DONALD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MPIWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2018-10-02T22:52:44Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
22,793
Form 5500 Compensation Trajectory 3y
202522,793
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
22,793
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-02T22:52:44Z
Rdap Domain Last Changed
2026-01-25T13:40:26Z
Rdap Nameservers
Dns1.p08.nsone.netDns2.p08.nsone.netDns3.p08.nsone.netDns4.p08.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
PEQUET, MATTHEW, DONALD
IAR · Direct Owner · 37.5%
5860698
PEQUET, DAVID, WAYNE
IAR · Executive Officer · 2.5%
816955
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
DONALD ROBERT BURNAFORD
IAR
36065