SourcingSourcing

WHARTON MIDMARKET INVESTMENT ADVISORS INC.

C33
CRD 301186·SEC 801-116676·WOODBRIDGE, CT
AUM
$231.1M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$693K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WHARTON MIDMARKET INVESTMENT ADVISORS INC.
CRD
301186
SEC file #
801-116676
EIN
—
DBA names
Wharton Midmarket Investment Advisors Inc

Economics

AUM
$231.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$117.2M → $231.1M▲ +97%
Client mix
Individuals High Net Worth42
Corporations4
Individuals Other1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
WOODBRIDGE CT
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARRIGAN, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HARRIGAN, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5484
Soi Zip Pct 200k Plus
0.3203
Soi Zip Returns 200k Plus
1,390
Soi Zip Total AGI
1,010,994
Fdic Zip Total Deposits
11,733,804,000
Fdic Zip Branch Count
195
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
The New Haven Savings BankWoodbridge, CT
Connecticut Bank of CommerceWoodbridge, CT
Fdic Zip HHI
603.3
Fdic Zip Top Bank Share Pct
10.22
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI8,018
Returns770
Stub 2
AGI16,270
Returns440
Stub 3
AGI23,957
Returns390
Soi Zip Total Business Income
62,121
Soi Zip Total Cap Gains
91,092
Soi Zip Total Dividends
50,117
Soi Zip Total Returns
4,340
Top Owner CRD
6039178
Trust Company Affiliate
No

People (2)

2
HARRIGAN, PAUL
IAR · Direct Owner · 87.5%
6039178
DOUGLAS PAUL HARRIGAN
IAR
1991560