TURNING POINT BENEFIT GROUP, INC.

CRD

301282

SEC file #

801-116895

EIN

203664249

DBA names

Turning Point Financial

Economics

AUM

$339.4M

AUM band

$100M-$500M

AUM trajectory

'20 · $148.1M

'21 · $162.1M

'22 · $186.3M

'23 · $233.6M

'25 · $383.1M

'26 · $339.4M

'20'26

$148.1M → $339.4M▲ +129%

sec adv history

Client mix

Individuals Other	683
Individuals High Net Worth	101
Charitable Organizations	5
Corporations	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 10 advisors

'21 · 10 advisors

'22 · 11 advisors

'23 · 13 advisors

'25 · 16 advisors

'26 · 15 advisors

'20'26

10 advisors → 15 advisors▲ +50%

sec adv history

Primary office

FREDERICK MD

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisers

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

04/01/2026

ADV-W filed at

—

Website

tpfinancial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

Troxell, Mary, Kathleen

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

Troxell, Mary, Kathleen

MARCELLO, CRAIG, S

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

TPFINANCIAL.COM

Rdap Domain Creation Date

2013-11-25T19:04:20Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002008513

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-03

Edgar Last Filing Date

2026-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-12

Accession0002008513-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2578

Soi Zip Pct 200k Plus

0.0548

Soi Zip Returns 200k Plus

1,250

Soi Zip Total AGI

1,845,101

Fdic Zip Total Deposits

13,346,582,000

Fdic Zip Branch Count

227

Fdic Zip Top Banks

Bank of America, National Association

Manufacturers and Traders Trust Company

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

7210 CORPORATE COURT, SUITE AFREDERICK, MD 21703

Business

7210 CORPORATE COURT, SUITE AFREDERICK, MD 21703

Edgar EIN

203664249

Edgar Recent Filings

13F-HR2026-05-12 · 0002008513-26-000002

13F-HR2026-01-30 · 0002008513-26-000001

Fdic Zip Branches Raw

NationsBank, National AssociationFrederick, MD

Fdic Zip HHI

1506.52

Fdic Zip Top Bank Share Pct

22.51

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-25T19:04:20Z

Rdap Domain Last Changed

2025-11-26T15:48:56Z

Rdap Nameservers

Ns49.domaincontrol.comNs50.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	67,439
Returns	5,900

Stub 2

AGI	175,320
Returns	4,760

Stub 3

AGI	225,917
Returns	3,660

Soi Zip Total Business Income

37,549

Soi Zip Total Cap Gains

63,374

Soi Zip Total Dividends

13,105

Soi Zip Total Returns

22,810

Top Owner CRD

1850750

Trust Company Affiliate