SourcingSourcing

OPTIMUM QUANTVEST CORPORATION

B54
CRD 301469·SEC 801-115089·DALLAS, TX
AUM
$695.1M
$500M-$1B
Est. Revenue
$7.0M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OPTIMUM QUANTVEST CORPORATION
CRD
301469
SEC file #
801-115089
EIN
—
DBA names
—

Economics

AUM
$695.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$952.7M → $695.1M▼ -27%
Client mix
State Or Municipal Govt5
Insurance Companies5
Pension Profit Sharing Plans2
Individuals High Net Worth1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
5 advisors → 2 advisors▼ -60%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
optimumgam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OPTIMUM HOLDINGS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
12
Control Persons
OPTIMUM HOLDINGS INC.
Aussant, Jean, Martin
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OPTIMUMGAM.COM
Rdap Domain Creation Date
2023-08-02T15:10:06Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-02T15:10:06Z
Rdap Domain Last Changed
2024-09-04T09:37:24Z
Rdap Nameservers
Chip.ns.cloudflare.comMina.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (11)

11
Aussant, Jean, Martin
Executive Officer · 2.5%
7707720
Blondeau, Anabelle
Executive Officer · 2.5%
7088136
Blondeau, Sebastien
Executive Officer · 2.5%
7088150
Bourdon, Francois
Executive Officer · 2.5%
8233896
Brule, Chantal
Executive Officer · 2.5%
7088152
DORAIS, GUILLAUME
Executive Officer · 2.5%
8062717
Gibbons, Gordon, Andrew
Executive Officer · 2.5%
7710994
Lamonde, Claude
Executive Officer · 2.5%
7088143
Morin, Richer
Executive Officer · 2.5%
8158902
Page, Jean-Claude
Executive Officer · 2.5%
7088132
WARNERYD, JAN, ERIK
Executive Officer · 2.5%
4668897