SourcingSourcing

CLEVERALPHA ASSET MANAGEMENT, LLC

C35
CRD 301620·SEC 801-117634·HAWTHORNE, CA
AUM
$28.3M
$25M-$100M
Est. Revenue
$283K
@ 1% on AUM
Est. EBITDA
$85K
@ 30% margin
Est. Deal Value
$680K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLEVERALPHA ASSET MANAGEMENT, LLC
CRD
301620
SEC file #
801-117634
EIN
—
DBA names
Cleveralpha

Economics

AUM
$28.3M
AUM band
$25M-$100M
AUM trajectory
'22'26
$1.6M → $28.3M▲ +1692%
Client mix
Individuals Other44
Individuals High Net Worth11

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
HAWTHORNE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
cleveralpha.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Cabanes, Richard
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
Cabanes, Richard
FLORES, LUCIO, ISMAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CLEVERALPHA.COM
Rdap Domain Creation Date
2016-05-18T19:34:02Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1549
Soi Zip Pct 200k Plus
0.0424
Soi Zip Returns 200k Plus
1850
Soi Zip Total AGI
2,748,774
Fdic Zip Total Deposits
19,750,185,000
Fdic Zip Branch Count
172
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Union BankHawthorne, CA
First Nationwide Bank, A FSBHawthorne, CA
Fdic Zip HHI
1306.17
Fdic Zip Top Bank Share Pct
22.75
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-05-18T19:34:02Z
Rdap Domain Last Changed
2026-03-19T22:46:45Z
Rdap Nameservers
Ns4.wixdns.netNs5.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI169,495
Returns12,940
Stub 2
AGI460,795
Returns12,410
Stub 3
AGI470,297
Returns7,690
Soi Zip Total Business Income
65,743
Soi Zip Total Cap Gains
41,692
Soi Zip Total Dividends
15,866
Soi Zip Total Returns
43,650
Top Owner CRD
2941600
Trust Company Affiliate
No

People (5)

5
Cabanes, Richard
IAR · Direct Owner · 62.5%
2941600
LUCIO ISMAEL FLORES
Direct Owner · 37.5%
6463500
Clark, Duncan, Andrew
Direct Owner · 7.5%
7187742
ERNST, MICHAEL, PATRICK
IAR · Executive Officer · 2.5%
2554431
Isbell, John
Executive Officer · 2.5%
7246481