SourcingSourcing

BAU ADVISORS LLC

C44
CRD 301667·SEC 801-117451·MIAMI, FL
AUM
$286.5M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$859K
@ 30% margin
Est. Deal Value
$6.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAU ADVISORS LLC
CRD
301667
SEC file #
801-117451
EIN
—
DBA names
Bau Advisors

Economics

AUM
$286.5M
AUM band
$100M-$500M
AUM trajectory
'21'26
$250.0M → $286.5M▲ +15%
Client mix
Pooled Investment Vehicles11

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
bauadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MONCHOLOBO, FERNANDO, JAVIER
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MONCHOLOBO, FERNANDO, JAVIER
SALONIA-RUZO, FRANCISCO, HERNAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BAUADVISORS.COM
Rdap Domain Creation Date
2015-05-13T23:12:53Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-13T23:12:53Z
Rdap Domain Last Changed
2026-04-29T04:57:00Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
2636982
Trust Company Affiliate
No

People (2)

2
MONCHOLOBO, FERNANDO, JAVIER
Direct Owner · 62.5%
2636982
FRANCISCO HERNAN SALONIA-RUZO
Direct Owner · 62.5%
2947628