SOVEREIGN'S CAPITAL MANAGEMENT, LLC

C19
CRD 301879·SEC 801-126307·ATLANTA, GA
AUM
$1.28B
$1B+
Est. Revenue
$12.8M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOVEREIGN'S CAPITAL MANAGEMENT, LLC
CRD
301879
SEC file #
801-126307
EIN
994495726
DBA names

Economics

AUM
$1.28B
AUM band
$1B+
AUM trajectory
'23'26
$377.0M → $1.28B▲ +239%
Client mix
Pooled Investment Vehicles25
Investment Companies1
Charitable Organizations1

Operations

Employees (total)
37
Advisory staff (per ADV)
27
Advisory staff (5-yr trend)
'23'26
24 advisors → 27 advisors▲ +13%
Primary office
ATLANTA GA
Branches

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SOVEREIGN'S CAPITAL HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
SOVEREIGN'S CAPITAL HOLDINGS, LLC
BATCHELDER, BRET, ALLAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SOVEREIGNSCAPITAL.COM
Rdap Domain Creation Date
2012-04-05T19:57:31Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002041212
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2024-10-24
Edgar Last Filing Date
2026-01-22
Edgar Form D Count
3
Edgar Form D Offerings
2026-01-222026-01-22 · 0002041212-26-000001
2025-01-272025-01-27 · 0002041212-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan28
E*trade4
Edgar Addresses
Mailing
C/O SOVEREIGN'S CAPITAL MANAGEMENT, LLC3350 RIVERWOOD PARKWAY, SE, SUITE 670ATLANTA, GA 30339
Business
C/O SOVEREIGN'S CAPITAL MANAGEMENT, LLC3350 RIVERWOOD PARKWAY, SE, SUITE 670ATLANTA, GA 30339
Edgar EIN
994495726
Edgar Recent Filings
D/A2026-01-22 · 0002041212-26-000001
D/A2025-01-27 · 0002041212-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-05T19:57:31Z
Rdap Domain Last Changed
2026-04-06T14:17:49Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No