SourcingSourcing

FINANCIAL FREEDOM FOR DENTISTS LLC

C48
CRD 301981·SEC 801-122541·SNOQUALMIE, WA
AUM
$165.6M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$497K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL FREEDOM FOR DENTISTS LLC
CRD
301981
SEC file #
801-122541
EIN
—
DBA names
—

Economics

AUM
$165.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$116.2M → $165.6M▲ +42%
Client mix
Individuals Other79
Individuals High Net Worth57
Pension Profit Sharing Plans24

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
SNOQUALMIE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
linkedin.com/in/nathan-ricks-81b12363(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICKS, NATHAN, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
RICKS, NATHAN, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:freedomfor.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5769
Soi Zip Pct 200k Plus
0.3675
Soi Zip Returns 200k Plus
2,580
Soi Zip Total AGI
1,416,662
Fdic Zip Total Deposits
1,950,736,000
Fdic Zip Branch Count
48
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
KeyBank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab9
E*trade4
Fdic Zip Branches Raw
Seattle-First National BankSnoqualmie, WA
Seattle-First National BankSnoqualmie, WA
Fdic Zip HHI
2229.48
Fdic Zip Top Bank Share Pct
31.13
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,971
Returns1,120
Stub 2
AGI26,878
Returns730
Stub 3
AGI39,316
Returns630
Soi Zip Total Business Income
30,263
Soi Zip Total Cap Gains
60,560
Soi Zip Total Dividends
20,939
Soi Zip Total Returns
7,020
Top Owner CRD
2630065
Trust Company Affiliate
No

People (3)

3
RICKS, NATHAN, JOHN
IAR · Direct Owner · 87.5%
2630065
Loyd Burleson
IAR
7210322
Christian James Sessions
IAR
7777119