SourcingSourcing

KEYSTONE WEALTH MANAGEMENT INC.

B59
CRD 304133·SEC 801-134233·WATERLOO, IA
AUM
$137.4M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$412K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KEYSTONE WEALTH MANAGEMENT INC.
CRD
304133
SEC file #
801-134233
EIN
—
DBA names
Keystone Wealth Management

Economics

AUM
$137.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$130.2M → $137.4M▲ +6%
Client mix
Individuals Other164
Individuals High Net Worth43
Pension Profit Sharing Plans5

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
WATERLOO IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/17/2026
ADV-W filed at
—
Website
keystonewealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BECKER, DAVID, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BECKER, DAVID, MICHAEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KEYSTONEWEALTH.COM
Rdap Domain Creation Date
2015-09-08T18:27:26Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
16,467
Form 5500 Compensation Trajectory 3y
202516,467
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
16,467
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.206
Soi Zip Pct 200k Plus
0.0441
Soi Zip Returns 200k Plus
630
Soi Zip Total AGI
1,098,105
Fdic Zip Total Deposits
21,564,950,000
Fdic Zip Branch Count
301
Fdic Zip Top Banks
Farmers State Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Mercantile Bank of Northern IowaWaterloo, IA
Mercantile Bank of Northern IowaWaterloo, IA
Fdic Zip HHI
1369.52
Fdic Zip Top Bank Share Pct
28.07
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-08T18:27:26Z
Rdap Domain Last Changed
2026-03-18T05:16:36Z
Rdap Nameservers
Art.ns.cloudflare.comGina.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI48,299
Returns3,620
Stub 2
AGI141,045
Returns3,790
Stub 3
AGI144,525
Returns2,350
Soi Zip Total Business Income
26,786
Soi Zip Total Cap Gains
25,671
Soi Zip Total Dividends
24,683
Soi Zip Total Returns
14,270
Top Owner CRD
3063973
Trust Company Affiliate
No

People (1)

1
BECKER, DAVID, MICHAEL
IAR · Direct Owner · 87.5%
3063973