SourcingSourcing

LEVEL 5 CAPITAL PARTNERS, LLC

C46
CRD 304140·SEC 801-126313·ATLANTA, GA
AUM
$327.2M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$982K
@ 30% margin
Est. Deal Value
$7.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEVEL 5 CAPITAL PARTNERS, LLC
CRD
304140
SEC file #
801-126313
EIN
814995531
DBA names
—

Economics

AUM
$327.2M
AUM band
$100M-$500M
AUM trajectory
'23'26
$278.0M → $327.2M▲ +18%
Client mix
Pooled Investment Vehicles25

Operations

Employees (total)
11
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
7 advisors → 5 advisors▼ -29%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
lfivecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KENNY, CHRISTOPHER, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
KENNY, CHRISTOPHER, JAMES
MEYERS, CHARLES, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LFIVECAPITAL.COM
Rdap Domain Creation Date
2016-11-09T01:33:06Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001695713
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2017-01-26
Edgar Last Filing Date
2017-01-26
Edgar Form D Count
1
Edgar Form D Offerings
2017-01-262017-01-26 · 0001695711-17-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
4701 W. RICE STREETCHICAGO, IL 60651
Business
4701 W. RICE STREETCHICAGO, IL 60651
Edgar EIN
814995531
Edgar Recent Filings
D2017-01-26 · 0001695711-17-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-09T01:33:06Z
Rdap Domain Last Changed
2024-11-09T14:30:57Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7161084
Trust Company Affiliate
No

People (4)

4
KENNY, CHRISTOPHER, JAMES
Direct Owner · 62.5%
7161084
MEYERS, CHARLES, JOHN
Direct Owner · 37.5%
7161292
Levine, Duane, Patrick
Executive Officer · 2.5%
8240849
SZYMONIAK, ADAM, N/A
Executive Officer · 2.5%
4825444