SourcingSourcing

CONVERGENCE FINANCIAL, LLC

C25
CRD 304146·SEC 801-116738·COLUMBIA, MO
AUM
$904.0M
$500M-$1B
Est. Revenue
$9.0M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONVERGENCE FINANCIAL, LLC
CRD
304146
SEC file #
801-116738
EIN
834561081
DBA names
Convergence Financial

Economics

AUM
$904.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$103.8M → $904.0M▲ +771%
Client mix
Individuals Other2,018
Individuals High Net Worth647
Corporations22
Charitable Organizations18
Pension Profit Sharing Plans9

Operations

Employees (total)
18
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
5 advisors → 13 advisors▲ +160%
Primary office
COLUMBIA MO
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
convergencemn.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COOK, TRAVIS, EARL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
COOK, TRAVIS, EARL
GLHC, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONVERGENCEMN.COM
Rdap Domain Creation Date
2019-04-10T18:24:44Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002034001
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2024-10-23
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0002034001-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
15
Bc Firm Active IA Count
24
Bc Firm IAR Count
24
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
3919 S PROVIDENCE RDCOLUMBIA, MO 65203
Business
3919 S PROVIDENCE RDCOLUMBIA, MO 65203
Edgar EIN
834561081
Edgar Recent Filings
13F-HR2026-05-11 · 0002034001-26-000003
13F-HR2026-02-11 · 0002034001-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-10T18:24:44Z
Rdap Domain Last Changed
2026-03-26T06:48:58Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5222336
Trust Company Affiliate
No

People (25)

25
COOK, TRAVIS, EARL
IAR · Direct Owner · 87.5%
5222336
HOFFMANN, TYLER, STEPHEN
IAR · Executive Officer · 2.5%
5684883
ADAM BRIAN PARRIE
Executive Officer · 2.5%
6104343
Joshua David Evans
IAR
7139177
MARK PAUL BROOKS
IAR
7244133
GARRY DALE WEISS
IAR
4593467
Phillip David Bacon
IAR
6768592
Stacey Ann Wescoat
IAR
6063940
Philip Harris McGregor
IAR
5132262
BRIAN KEITH ATCHLEY
IAR
4723050
GRANT WALKER
IAR
8212774
Joseph Lennon Boyd
IAR
6763283
Victor Semenov
IAR
7771643
ROBERT JOSEPH BRAUN
IAR
5179931
Andrew Lawrence Ramos
IAR
4500753
Austin Grant Harrison
IAR
6709291
Bradyn Ramos
IAR
7580973
Daniel Edward Hamlet
IAR
4408819
WILLIAM HAFER MC CREA
IAR
4397473
Blake Reese Hall-Taylor
IAR
7972173
JACOB HARRISON LEDDY
IAR
6073108
Marc Ernest Neighbor
IAR
7308633
Joseph George Watz
IAR
2968014
JOHN W. BRISCOE
IAR
3277814
Michael Francis Richards
IAR
6574529