SourcingSourcing

KF GROUP, LP

C39
CRD 304186·SEC 801-116774·NEW YORK, NY
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KF GROUP, LP
CRD
304186
SEC file #
801-116774
EIN
—
DBA names
Klingenstein Fields Advisors

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals High Net Worth44
Charitable Organizations13
Individuals Other5
Pension Profit Sharing Plans1

Operations

Employees (total)
7
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
—
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
klingenstein.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
G4 2007 K INVESTMENTS, L.L.C.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
G4 2007 K INVESTMENTS, L.L.C.
FIELDS, KENNETH, HARVEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KLINGENSTEIN.COM
Rdap Domain Creation Date
1999-01-27T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-27T05:00:00Z
Rdap Domain Last Changed
2024-11-29T16:37:58Z
Rdap Nameservers
Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (7)

7
FIELDS, KENNETH, HARVEY
Executive Officer · 2.5%
207340
POLLINGER, KENNETH, DAVID
Executive Officer · 2.5%
1086252
CHAMBERS, MARIA
Executive Officer · 2.5%
2827374
CURRY, SUSAN, H.
Executive Officer · 2.5%
1029739
FIELDS, JAMES, WAGNER
Executive Officer · 2.5%
2702347
LEE, YUH-YNG
Executive Officer · 2.5%
7091591
ROBERTS, JONATHAN
Executive Officer · 2.5%
1509870