SourcingSourcing

F/M INVESTMENTS LLC

C21
CRD 304405·SEC 801-116853·WASHINGTON, DC
AUM
$17.74B
$1B+
Est. Revenue
$177.4M
@ 1% on AUM
Est. EBITDA
$53.2M
@ 30% margin
Est. Deal Value
$425.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
F/M INVESTMENTS LLC
CRD
304405
SEC file #
801-116853
EIN
841772859
DBA names
—

Economics

AUM
$17.74B
AUM band
$1B+
AUM trajectory
'20'26
$10.5M → $17.74B▲ +169486%
Client mix
Other Investment Advisers3,971
Individuals High Net Worth797
Corporations497
Individuals Other202
Pension Profit Sharing Plans108

Operations

Employees (total)
83
Advisory staff (per ADV)
46
Advisory staff (5-yr trend)
'20'26
3 advisors → 46 advisors▲ +1433%
Primary office
WASHINGTON DC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
F/M MANAGERS GROUP, LP
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
F/M MANAGERS GROUP, LP
ZCM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
22
Form 5500 Total Compensation
1,724,669
Form 5500 Compensation Trajectory 3y
20251,628,175
202696,494
Form 5500 Plan Count Trajectory 3y
202520
20262
Schedule C Total Compensation
1,724,669
Schedule C Service Provider Rows
22

SEC EDGAR

Edgar Cik
0001834499
Edgar Registered
Yes
Edgar Filing Count
32
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
24
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001834499-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
23
Bc Firm IAR Count
23
Custodian Candidates
Full
Charles Schwab6
Lpl Financial6
E*trade4
Wells Fargo3
U.s. Bank2
Edgar Addresses
Mailing
3050 K STREET, SUITE 201WASHINGTON, DC 20007
Business
3050 K STREET, SUITE 201WASHINGTON, DC 20007
Edgar EIN
841772859
Edgar Recent Filings
13F-HR2026-05-11 · 0001834499-26-000004
13F-HR2026-02-03 · 0001834499-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (27)

27
ZCM
Direct Owner · 37.5%
309195
LITTLETON, DAVID, LOUIS
IAR · Executive Officer · 2.5%
5066624
MORRIS, ALEXANDER, ROBERT
IAR · Executive Officer · 2.5%
6052424
CROLL, ADAM, VICTOR
IAR · Executive Officer · 2.5%
2735513
Dolan, Timothy
Executive Officer · 2.5%
7708634
Johnson, Kirk
Executive Officer · 2.5%
4685057
MILLER, ALISON, HOPE
Executive Officer · 2.5%
6848149
JUSTIN DAVID HENNESSY
IAR
4199657
Gregory A Glidden
IAR
1623764
KEITH PHILIP WELDON
IAR
4955024
FRANCISCO JOSE BIDO
IAR
4771263
GARY ALAN HURLBUT
IAR
1801019
RICHARD AARON BURLING
IAR
2045123
DAVID JAMES DRZADINSKI
IAR
2623432
ZACHARY STEVEN NEWCOMER
IAR
2927710
JOEL DENNIS VRABEL
IAR
2162875
MARCIN ZDUNEK
IAR
4679074
THOMAS LEE ENGLE
IAR
4903714
DANIEL RAYMOND SKUBIZ
IAR
4998301
Randall Scott Loving
IAR
7551797
CHONG CHOL HAN
IAR
5836274
Michael J Botte
IAR
6403639
PETER PAUL BADEN
IAR
2184899
Kellen Charles Creedon
IAR
6421086
BARRY PHILIP JULIEN
IAR
1955144
Elizabeth Bucalo
IAR
5371607
Rick Bell
IAR
5296037