SourcingSourcing

MATTERN WEALTH MANAGEMENT LLC

C33
CRD 304520·SEC 801-116993·LAWRENCE, KS
AUM
$579.0M
$500M-$1B
Est. Revenue
$5.8M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MATTERN WEALTH MANAGEMENT LLC
CRD
304520
SEC file #
801-116993
EIN
841934082
DBA names
—

Economics

AUM
$579.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$274.4M → $579.0M▲ +111%
Client mix
Individuals Other478
Individuals High Net Worth127
Corporations8

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
LAWRENCE KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
matternwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MATTERN, DAVID, WAYNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MATTERN, DAVID, WAYNE
CROSS, KYLE, JORDAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MATTERNWEALTH.COM
Rdap Domain Creation Date
2019-06-04T17:55:19Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001802376
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
2020-02-12
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001725547-26-000157

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2519
Soi Zip Pct 200k Plus
0.0811
Soi Zip Returns 200k Plus
750
Soi Zip Total AGI
852,464
Fdic Zip Total Deposits
3,265,849,000
Fdic Zip Branch Count
108
Fdic Zip Top Banks
Commerce Bank
Central National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
1811 WAKARUSA DRIVESUITE 103LAWRENCE, KS 66047
Business
1811 WAKARUSA DRIVESUITE 103LAWRENCE, KS 66047
Edgar EIN
841934082
Edgar Recent Filings
13F-HR2026-04-23 · 0001725547-26-000157
13F-HR2026-01-16 · 0001725547-26-000031
Fdic Zip Branches Raw
Mercantile Bank of LawrenceLawrence, KS
Mercantile BankLawrence, KS
Fdic Zip HHI
2568.66
Fdic Zip Top Bank Share Pct
38.39
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-04T17:55:19Z
Rdap Domain Last Changed
2025-05-07T17:35:13Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,890
Returns2,400
Stub 2
AGI81,243
Returns2,200
Stub 3
AGI85,354
Returns1,390
Soi Zip Total Business Income
22,395
Soi Zip Total Cap Gains
44,735
Soi Zip Total Dividends
24,141
Soi Zip Total Returns
9,250
Top Owner CRD
3160075
Trust Company Affiliate
No

People (3)

3
MATTERN, DAVID, WAYNE
IAR · Direct Owner · 87.5%
3160075
CROSS, KYLE, JORDAN
IAR · Direct Owner · 7.5%
5792830
MARCUS DAVID MATTERN
IAR
6538134