SourcingSourcing

ALETHEIAN WEALTH ADVISORS LLC

C24
CRD 304623·SEC 801-121173·BELLEVUE, WA
AUM
$412.5M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALETHEIAN WEALTH ADVISORS LLC
CRD
304623
SEC file #
801-121173
EIN
841791916
DBA names
—

Economics

AUM
$412.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$9.8M → $412.5M▲ +4109%
Client mix
Individuals High Net Worth69
Individuals Other36
Charitable Organizations32

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
BELLEVUE WA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
aletheianadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BETTS, JOSHUA, RAY
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
BETTS, JOSHUA, RAY
SIEGEL, RANDY, T
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALETHEIANADVISORS.COM
Rdap Domain Creation Date
2019-05-15T00:31:04Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001922281
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2022-04-12
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
17
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0002085853-26-000305

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
777 108TH AVE NE, SUITE 2250BELLEVUE, WA 98004
Business
777 108TH AVE NE, SUITE 2250BELLEVUE, WA 98004
Edgar EIN
841791916
Edgar Recent Filings
13F-HR2026-04-09 · 0002085853-26-000305
13F-HR2025-11-12 · 0002085853-25-000252
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-15T00:31:04Z
Rdap Domain Last Changed
2026-05-15T13:45:53Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5174698
Trust Company Affiliate
No

People (5)

5
BETTS, JOSHUA, RAY
IAR · Direct Owner · 37.5%
5174698
SIEGEL, RANDY, T
IAR · Direct Owner · 37.5%
4320650
Erwert, Kevin, Andrew
IAR · Direct Owner · 7.5%
6005801
Kleyn, Steven
IAR · Direct Owner · 7.5%
7463499
Sylvia Jane Gilmore
IAR
7210137