PLANROCK INVESTMENT MANAGEMENT, LLC

B51
CRD 304803·SEC 801-118167·BRENTWOOD, TN
AUM
$71.0M
$25M-$100M
Est. Revenue
$711K
@ 1% on AUM
Est. EBITDA
$213K
@ 30% margin
Est. Deal Value
$1.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLANROCK INVESTMENT MANAGEMENT, LLC
CRD
304803
SEC file #
801-118167
EIN
DBA names
Planrock Wealth Strategies, Llc

Economics

AUM
$71.0M
AUM band
$25M-$100M
AUM trajectory
'20'26
$75.0M → $71.0M▼ -5%
Client mix
Individuals Other35
Individuals High Net Worth16
Corporations2
Investment Companies1
Charitable Organizations1

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
2 advisors → 6 advisors▲ +200%
Primary office
BRENTWOOD TN
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/13/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAMMERS, STEPHEN, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HAMMERS, STEPHEN, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PLANROCK.COM
Rdap Domain Creation Date
2014-06-13T18:11:09Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-13T18:11:09Z
Rdap Domain Last Changed
2025-06-14T13:45:20Z
Rdap Nameservers
Ns03.domaincontrol.comNs04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2622537
Trust Company Affiliate
No