SourcingSourcing

THE LUTS & GREENLEIGH GROUP, INC.

C39
CRD 305002·SEC 801-117324·BETHESDA, MD
AUM
$563.9M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE LUTS & GREENLEIGH GROUP, INC.
CRD
305002
SEC file #
801-117324
EIN
—
DBA names
Lgg Financial

Economics

AUM
$563.9M
AUM band
$500M-$1B
AUM trajectory
'21'26
$405.9M → $563.9M▲ +39%
Client mix
Individuals High Net Worth152
Individuals Other89
Pension Profit Sharing Plans9

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
BETHESDA MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
01/23/2026
ADV-W filed at
—
Website
lggfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GREENLEIGH, DAVID, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GREENLEIGH, DAVID, MICHAEL
LUTS, BRIAN, CRAIG
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LGGFINANCIAL.COM
Rdap Domain Creation Date
2018-05-17T17:10:18Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
83,103
Form 5500 Compensation Trajectory 3y
202583,103
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
83,103
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-17T17:10:18Z
Rdap Domain Last Changed
2025-07-08T12:42:06Z
Rdap Nameservers
Ns-101.awsdns-12.comNs-1048.awsdns-03.orgNs-1763.awsdns-28.co.ukNs-661.awsdns-18.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2925327
Trust Company Affiliate
No

People (2)

2
GREENLEIGH, DAVID, MICHAEL
IAR · Direct Owner · 62.5%
2925327
LUTS, BRIAN, CRAIG
IAR · Direct Owner · 62.5%
2908598