SourcingSourcing

WORTHINGTON CAPITAL MANAGEMENT, LLC

C41
CRD 305391·SEC 801-118893·MEMPHIS, TN
AUM
$41.2M
$25M-$100M
Est. Revenue
$412K
@ 1% on AUM
Est. EBITDA
$124K
@ 30% margin
Est. Deal Value
$989K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WORTHINGTON CAPITAL MANAGEMENT, LLC
CRD
305391
SEC file #
801-118893
EIN
923331024
DBA names
—

Economics

AUM
$41.2M
AUM band
$25M-$100M
AUM trajectory
'22'26
$17.9M → $41.2M▲ +130%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
2 advisors → 3 advisors▲ +50%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/worthington-convergence-fund(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SANSOM, STEVEN, WAYNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SANSOM, STEVEN, WAYNE
MARTIN, WILLIAM, CARROLL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001818927
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2020-07-24
Edgar Last Filing Date
2025-12-12
Edgar Form D Count
7
Edgar Form D Offerings
2025-12-122025-12-12 · 0001566114-25-000108
2024-12-172024-12-17 · 0001566114-24-000106
Edgar Former Names
Convergence Value Partners Fund LP

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank4
E*trade4
Edgar Addresses
Mailing
C/O WORTHINGTON CONVERGENCE FUND (GP)LLC6075 POPLAR AVENUE, SUITE 221MEMPHIS, TN 38119
Business
C/O WORTHINGTON CONVERGENCE FUND (GP)LLC6075 POPLAR AVENUE, SUITE 221MEMPHIS, TN 38119
Edgar EIN
923331024
Edgar Recent Filings
D/A2025-12-12 · 0001566114-25-000108
D/A2024-12-17 · 0001566114-24-000106
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2164085
Trust Company Affiliate
No

People (3)

3
SANSOM, STEVEN, WAYNE
Direct Owner · 87.5%
2164085
MARTIN, WILLIAM, CARROLL
Executive Officer · 2.5%
2960330
SNEED, CRAIG, HEPPEL
Executive Officer · 2.5%
7718452