SourcingSourcing

LION CAPITAL ADVISORS LLC

B54
CRD 305440·SEC 801-117427·MIAMI, FL
AUM
$94.8M
$25M-$100M
Est. Revenue
$948K
@ 1% on AUM
Est. EBITDA
$284K
@ 30% margin
Est. Deal Value
$2.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LION CAPITAL ADVISORS LLC
CRD
305440
SEC file #
801-117427
EIN
—
DBA names
—

Economics

AUM
$94.8M
AUM band
$25M-$100M
AUM trajectory
'21'26
$112.2M → $94.8M▼ -16%
Client mix
Individuals High Net Worth12
Corporations10
Other Investment Advisers7

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/lion-capital-advisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SWISS CAPITAL ADVISORS LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
SWISS CAPITAL ADVISORS LLC
PHILOS HOLDINGS, LLC
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:lion.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
CAREY, PHILIP, NORDELL
IAR · Executive Officer · 2.5%
5975633
CHAPARRO, GERMAN, CAMILO
Executive Officer · 2.5%
7091895