SourcingSourcing

CLP ASSET MANAGEMENT, LLC

C40
CRD 305962·SEC 801-121850
AUM
$173.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$522K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLP ASSET MANAGEMENT, LLC
CRD
305962
SEC file #
801-121850
EIN
—
DBA names
—

Economics

AUM
$173.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$140.2M → $173.8M▲ +24%
Client mix
Individuals High Net Worth6

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Equity Trustlow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LUFF, JOSHUA
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
LUFF, JOSHUA
LOSINIECKI, RICHARD, DANIEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Equity Trust28
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Top Owner CRD
5899228
Trust Company Affiliate
No

People (3)

3
LUFF, JOSHUA
IAR · Direct Owner · 37.5%
5899228
LOSINIECKI, RICHARD, DANIEL
Direct Owner · 37.5%
7183094
THIEL, JONATHAN, ALLAN
Direct Owner · 37.5%
7183084