SourcingSourcing

SOUTHBRIDGE ADVISORS, LLC

C38
CRD 306075·SEC 801-117769·MARIETA, GA
AUM
$353.1M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOUTHBRIDGE ADVISORS, LLC
CRD
306075
SEC file #
801-117769
EIN
—
DBA names
—

Economics

AUM
$353.1M
AUM band
$100M-$500M
AUM trajectory
'21'26
$151.2M → $353.1M▲ +134%
Client mix
Individuals Other119
Individuals High Net Worth82
Pension Profit Sharing Plans19

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
MARIETA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
southbridgeadv.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROWN, LOUIS, J
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BROWN, LOUIS, J
DONNELL, ROBERT, Y.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SOUTHBRIDGEADV.COM
Rdap Domain Creation Date
2019-06-19T18:16:31Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
88,600
Form 5500 Compensation Trajectory 3y
202588,600
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
88,600
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-19T18:16:31Z
Rdap Domain Last Changed
2025-06-20T12:47:38Z
Rdap Nameservers
Ns59.domaincontrol.comNs60.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4314871
Trust Company Affiliate
No

People (6)

6
SNIDERMAN, JEROLD, MARTIN
IAR · Direct Owner · 17.5%
1170018
BROWN, LOUIS, J
IAR · Direct Owner · 17.5%
4314871
FIELDS, MICHAEL, TODD
IAR · Direct Owner · 17.5%
4158904
DONNELL, ROBERT, Y.
IAR · Direct Owner · 17.5%
4497748
RICHERSON, GEORGE, WAYNE
IAR · Direct Owner · 17.5%
5387482
KEVIN C SAGUI
IAR
6425271