SourcingSourcing

LIGHTVIEW CAPITAL, LLC

B54
CRD 306106·SEC 801-126180·WEST PALM BEACH, FL
AUM
$157.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$473K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LIGHTVIEW CAPITAL, LLC
CRD
306106
SEC file #
801-126180
EIN
—
DBA names
—

Economics

AUM
$157.6M
AUM band
$100M-$500M
AUM trajectory
'23'26
$174.2M → $157.6M▼ -10%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
12
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'23'26
8 advisors → 12 advisors▲ +50%
Primary office
WEST PALM BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
lightviewcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ERICKSON, RICHARD, GUSTAV
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ERICKSON, RICHARD, GUSTAV
MULLETT, CONOR, TIMOTHY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LIGHTVIEWCAPITAL.COM
Rdap Domain Creation Date
2016-06-20T23:37:16Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-20T23:37:16Z
Rdap Domain Last Changed
2025-06-21T18:17:57Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6043150
Trust Company Affiliate
No

People (2)

2
ERICKSON, RICHARD, GUSTAV
Direct Owner · 62.5%
6043150
MULLETT, CONOR, TIMOTHY
Direct Owner · 62.5%
1917147