SourcingSourcing

ZUNA, LLC

C20
CRD 306113·SEC 801-117623·PORTLAND, OR
AUM
$411.3M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ZUNA, LLC
CRD
306113
SEC file #
801-117623
EIN
—
DBA names
Ncp, LlcZuna, Llc

Economics

AUM
$411.3M
AUM band
$100M-$500M
AUM trajectory
'21'26
$142.3M → $411.3M▲ +189%
Client mix
Pension Profit Sharing Plans57
Charitable Organizations1

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
PORTLAND OR
Branches
Count2

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
teamzuna.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAIR HILL PARTNERS, INC. DBA ZUNA
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LAIR HILL PARTNERS, INC. DBA ZUNA
Hepburn, Carrie, Anne
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.965
Wayback Last Material Change
2020-05-14T11:04:20.000Z
Wayback Snapshot Count
108
Wayback Snapshots Last 12mo
0
Wayback First Snapshot
2001-07-22T00:21:16.000Z
Wayback Last Snapshot
2022-12-01T17:35:09.000Z
Rdap Domain
ZUNA.COM
Rdap Domain Creation Date
2008-09-19T18:39:55Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
114,793
Form 5500 Compensation Trajectory 3y
2025114,793
Form 5500 Plan Count Trajectory 3y
20258
Schedule C Total Compensation
114,793
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Census Median Hh Income
103,323
Census High Income Households
2063
Census Median Age
39.2
Census Pop 65 66 Total
255
Census Total Households
9,361
Fdic Zip Total Deposits
4,710,983,000
Fdic Zip Branch Count
74
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (25)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Census Bachelors Plus Count
5,409
Census Median Home Value
688,500
Census Unemployed Count
347
Census Zip
97239
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationPortland, OR
Wells Fargo Bank, National AssociationPortland, OR
Fdic Zip HHI
2731.6
Fdic Zip Top Bank Share Pct
42.33
Fdic Zip Year
2023
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-19T18:39:55Z
Rdap Domain Last Changed
2022-09-16T18:24:27Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No
Wayback Avg Days Between Changes
176.2
Wayback Closest Snapshot Ts
2022-12-01T17:35:09.000Z
Wayback Closest Snapshot Url
http://web.archive.org/web/20221201173509/http://zuna.com/
Wayback Distinct Digest Count
40

People (3)

3
Hepburn, Carrie, Anne
IAR · Executive Officer · 2.5%
6669044
SHAH, AALOK, KIRIT
IAR · Executive Officer · 2.5%
3244464
THOMAS WIDNEY GREIDER
IAR
4987763