SourcingSourcing

BNY MELLON ETF INVESTMENT ADVISER, LLC

C25
CRD 306148·SEC 801-117653·BOSTON, MA
AUM
$11.10B
$1B+
Est. Revenue
$111.0M
@ 1% on AUM
Est. EBITDA
$33.3M
@ 30% margin
Est. Deal Value
$266.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BNY MELLON ETF INVESTMENT ADVISER, LLC
CRD
306148
SEC file #
801-117653
EIN
—
DBA names
—

Economics

AUM
$11.10B
AUM band
$1B+
AUM trajectory
'21'26
$200.0M → $11.10B▲ +5448%
Client mix
Investment Companies13

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonmedium confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
bny.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MBC INVESTMENTS CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
MBC INVESTMENTS CORPORATION
Becker, Gareth
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BNY.COM
Rdap Domain Creation Date
1995-03-10T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001390777
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2021-06-28
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
33
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001390777-26-000061
Edgar Xbrl Assets Latest
Value Usd472,300,000,000
Fiscal Year End2025-12-31
Edgar Xbrl Revenue Latest
Value Usd20,080,000,000
Fiscal Year End2025-12-31
ConceptRevenues
Edgar Sic Description
State Commercial Banks

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Bny Mellon3
Full
Bny Mellon104
Pershing20
E*trade4
Edgar Addresses
Mailing
240 GREENWICH STREETNEW YORK, NY 10286
Business
240 GREENWICH STREETNEW YORK, NY 10286
Edgar EIN
132614959
Edgar Recent Filings
SCHEDULE 13G/A2026-05-05 · 0001390777-26-000062
13F-HR2026-05-05 · 0001390777-26-000061
Edgar Sic
6022
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2028-03-11T04:00:00Z
Rdap Domain Last Changed
2026-02-07T11:10:46Z
Rdap Nameservers
Seth.ns.cloudflare.comZoe.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (5)

5
Becker, Gareth
Executive Officer · 2.5%
8015877
DIPETRILLO, DAVID JOHN
Executive Officer · 2.5%
4904926
STEPHANIE MILLER PIERCE
Executive Officer · 2.5%
2526452
RONCA, JASON, DAVID
Executive Officer · 2.5%
4419458
ZELLER, LISA
Executive Officer · 2.5%
6377247