SourcingSourcing

FARNAM FINANCIAL, LLC

C45
CRD 306180·SEC 801-132622·PHOENIX, AZ
AUM
$161.4M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$484K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FARNAM FINANCIAL, LLC
CRD
306180
SEC file #
801-132622
EIN
843231488
DBA names
Farnam Financial

Economics

AUM
$161.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$122.1M → $161.4M▲ +32%
Client mix
Individuals High Net Worth59
Individuals Other22

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
4 advisors → 3 advisors▼ -25%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
farnamfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BIRD, JONATHAN, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BIRD, JONATHAN, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FARNAMFINANCIAL.COM
Rdap Domain Creation Date
2019-10-09T17:13:00Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
14,000
Form 5500 Compensation Trajectory 3y
202514,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
14,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002080267
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2025-08-13
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001754960-26-000340

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4539 N 22ND ST STE NPHOENIX, AZ 85016
Business
4539 N 22ND ST STE NPHOENIX, AZ 85016
Edgar EIN
843231488
Edgar Recent Filings
13F-HR2026-04-28 · 0001754960-26-000340
13F-HR2026-01-26 · 0001754960-26-000113
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-09T17:13:00Z
Rdap Domain Last Changed
2024-05-29T13:15:51Z
Rdap Nameservers
Ns6.wixdns.netNs7.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6290050
Trust Company Affiliate
No

People (3)

3
BIRD, JONATHAN, DAVID
IAR · Direct Owner · 87.5%
6290050
Melinda Ann Agosta
IAR
8061771
GREGORY RYAN BRADSTREET
IAR
5357252