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HALLETT INVESTMENTS, LLC

A65
CRD 306187·SEC 801-117651·PORT ANGELES, WA
AUM
$157.9M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$474K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HALLETT INVESTMENTS, LLC
CRD
306187
SEC file #
801-117651
EIN
—
DBA names
Hallett Advisors

Economics

AUM
$157.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$104.8M → $157.9M▲ +51%
Client mix
Individuals Other243
Individuals High Net Worth50
Charitable Organizations12
Pension Profit Sharing Plans2

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
PORT ANGELES WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
03/09/2026
ADV-W filed at
—
Website
facebook.com/hallettadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOLST HOLDINGS, INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
HOLST HOLDINGS, INC
HALLETT, JAMES, DENNIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
HALLETT, JAMES, DENNIS
IAR · Executive Officer · 2.5%
1693123
HOLST, JAMES, CRAIG
IAR · Executive Officer · 2.5%
1007503
CHRISTINE MARIE CRUZ
IAR
6949264
JASON ROBERT JAMES WILSON
IAR
7493195
MICHAEL GREGORY TUDOR
IAR
6281832