SourcingSourcing

RRA INVESTMENT MANAGEMENT, LLC

C27
CRD 306287·SEC 801-121881·PHOENIX, AZ
AUM
$663.3M
$500M-$1B
Est. Revenue
$6.6M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$15.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RRA INVESTMENT MANAGEMENT, LLC
CRD
306287
SEC file #
801-121881
EIN
611822636
DBA names
Rra Capital

Economics

AUM
$663.3M
AUM band
$500M-$1B
AUM trajectory
'22'26
$218.0M → $663.3M▲ +204%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
31
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'22'26
13 advisors → 23 advisors▲ +77%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rraconsulting.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KCS HOLDING COMPANY, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
16
Control Persons
KCS HOLDING COMPANY, LLC
RRA INVESTMENT HOLDINGS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RRACONSULTING.NET
Rdap Domain Creation Date
2019-02-19T19:06:04Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
7,072
Form 5500 Compensation Trajectory 3y
20257,072
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
7,072
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001723781
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2018-02-22
Edgar Last Filing Date
2020-12-01
Edgar Form D Count
3
Edgar Form D Offerings
2020-12-012020-12-01 · 0001723781-20-000007
2019-02-152019-02-15 · 0001723781-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank1
Edgar Addresses
Mailing
5050 N. 40TH ST., SUITE 340PHOENIX, AZ 85018
Business
5050 N. 40TH ST., SUITE 340PHOENIX, AZ 85018
Edgar EIN
611822636
Edgar Recent Filings
D/A2020-12-01 · 0001723781-20-000007
D/A2019-02-15 · 0001723781-19-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-19T19:06:04Z
Rdap Domain Last Changed
2025-02-20T17:52:12Z
Rdap Nameservers
Ivan.ns.cloudflare.comPola.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (6)

6
dieterich, david
Executive Officer · 2.5%
8179642
Dunlap, Charles, H
Executive Officer · 2.5%
7009975
Dunlap, John, T
Executive Officer · 2.5%
7010125
Grayson, Marc, D
Executive Officer · 2.5%
7010592
Patel, Dimple, C
Executive Officer · 2.5%
7613333
Van Brunt, Edward, A
Executive Officer · 2.5%
7009977