SourcingSourcing

WOODWARD DIVERSIFIED CAPITAL, LLC

C22
CRD 306299·SEC 801-117741·BAKERSFIELD, CA
AUM
$609.8M
$500M-$1B
Est. Revenue
$6.1M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOODWARD DIVERSIFIED CAPITAL, LLC
CRD
306299
SEC file #
801-117741
EIN
843334227
DBA names
—

Economics

AUM
$609.8M
AUM band
$500M-$1B
AUM trajectory
'21'26
$224.1M → $609.8M▲ +172%
Client mix
Individuals Other285
Individuals High Net Worth111
Pension Profit Sharing Plans22
Corporations13
Pooled Investment Vehicles11

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
BAKERSFIELD CA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
woodwarddiversifiedcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOODWARD, BEAU, THOMAS
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WOODWARD, BEAU, THOMAS
WOODWARD, GABRIEL, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WOODWARDDIVERSIFIEDCAPITAL.COM
Rdap Domain Creation Date
2019-12-11T21:57:17Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001846177
Edgar Registered
Yes
Edgar Filing Count
25
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
23
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001846177-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1357
Soi Zip Pct 200k Plus
0.0305
Soi Zip Returns 200k Plus
770
Soi Zip Total AGI
1,645,585
Fdic Zip Total Deposits
63,481,863,000
Fdic Zip Branch Count
515
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Wells Fargo6
Goldman Sachs4
E*trade4
Folio Institutional1
Edgar Addresses
Mailing
5401 BUSINESS PARK SOUTH#217BAKERSFIELD, CA 93309
Business
5401 BUSINESS PARK SOUTH#217BAKERSFIELD, CA 93309
Edgar EIN
843334227
Edgar Recent Filings
13F-HR2026-04-24 · 0001846177-26-000002
13F-HR2026-01-14 · 0001846177-26-000001
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaBakersfield, CA
First Interstate Bank of CaliforniaBakersfield, CA
Fdic Zip HHI
1270.65
Fdic Zip Top Bank Share Pct
30.23
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-11T21:57:17Z
Rdap Domain Last Changed
2025-10-29T16:38:59Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI103,665
Returns7,710
Stub 2
AGI283,185
Returns7,750
Stub 3
AGI249,748
Returns4,080
Soi Zip Total Business Income
44,782
Soi Zip Total Cap Gains
68,523
Soi Zip Total Dividends
29,946
Soi Zip Total Returns
25,270
Top Owner CRD
3177273
Trust Company Affiliate
No

People (4)

4
WOODWARD, THOMAS, DORSEY
IAR · Direct Owner · 37.5%
472546
WOODWARD, GABRIEL, THOMAS
IAR · Direct Owner · 37.5%
2820309
WOODWARD, BEAU, THOMAS
IAR · Direct Owner · 37.5%
3177273
Caleb James Richmond
IAR
7006596