SourcingSourcing

BRIAN LOW FINANCIAL GROUP, LLC

C30
CRD 306346·SEC 801-126895·BATON ROUGE, LA
AUM
$239.3M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$718K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRIAN LOW FINANCIAL GROUP, LLC
CRD
306346
SEC file #
801-126895
EIN
208989650
DBA names
—

Economics

AUM
$239.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$118.7M → $239.3M▲ +102%
Client mix
Individuals Other828
Individuals High Net Worth46

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
3 advisors → 4 advisors▲ +33%
Primary office
BATON ROUGE LA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
brianlowfinancial.com/index.php

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOW, BRIAN, WESLEY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LOW, BRIAN, WESLEY
HEROUX, CHRISTINE, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BRIANLOWFINANCIAL.COM
Rdap Domain Creation Date
2009-02-05T16:41:42Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002079080
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2025-07-31
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
4
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0002079080-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4463 BLUEBONNET BOULEVARDSUITE BBATON ROUGE, LA 70809
Business
4463 BLUEBONNET BOULEVARDSUITE BBATON ROUGE, LA 70809
Edgar EIN
208989650
Edgar Recent Filings
13F-HR2026-04-20 · 0002079080-26-000002
13F-HR2026-02-13 · 0002079080-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-02-05T16:41:42Z
Rdap Domain Last Changed
2025-11-11T18:07:25Z
Rdap Nameservers
Alec.ns.cloudflare.comAnna.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
3097163
Trust Company Affiliate
No

People (4)

4
LOW, BRIAN, WESLEY
IAR · Direct Owner · 87.5%
3097163
CHRISTINE MARIE HEROUX
Executive Officer · 2.5%
6124348
Noah Robert McMichael
IAR
7489175
GAIL SUSANNE HOFFMAN-JACKSON
IAR
1754963