SourcingSourcing

NEWBORE WEALTH MANAGEMENT, INC.

C47
CRD 306441·SEC 801-121039·GLADSTONE, OR
AUM
$200.0M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$600K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEWBORE WEALTH MANAGEMENT, INC.
CRD
306441
SEC file #
801-121039
EIN
—
DBA names
—

Economics

AUM
$200.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$104.0M → $200.0M▲ +92%
Client mix
Individuals Other378
Individuals High Net Worth150

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
GLADSTONE OR
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
newbore-wealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEWBORE, DAVID, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NEWBORE, DAVID, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWBORE-WEALTH.COM
Rdap Domain Creation Date
2020-03-19T01:01:26Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2358
Soi Zip Pct 200k Plus
0.0418
Soi Zip Returns 200k Plus
250
Soi Zip Total AGI
436,749
Fdic Zip Total Deposits
1,616,114,000
Fdic Zip Branch Count
55
Fdic Zip Top Banks
U.S. Bank National Association
MBank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
United States National Bank of OregonGladstone, OR
United States National Bank of OregonGladstone, OR
Fdic Zip HHI
5190.16
Fdic Zip Top Bank Share Pct
69.74
Fdic Zip Year
2020
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-03-19T01:01:26Z
Rdap Domain Last Changed
2025-03-19T14:00:15Z
Rdap Nameservers
Ns03.domaincontrol.comNs04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,559
Returns1,330
Stub 2
AGI53,610
Returns1,420
Stub 3
AGI64,632
Returns1,040
Soi Zip Total Business Income
11,090
Soi Zip Total Cap Gains
9,471
Soi Zip Total Dividends
3,036
Soi Zip Total Returns
5,980
Top Owner CRD
3109427
Trust Company Affiliate
No

People (2)

2
NEWBORE, DAVID, MICHAEL
IAR · Direct Owner · 87.5%
3109427
Samuel Jeffrey Skreen
IAR
7195582