SourcingSourcing

NEUBERGER BERMAN LOAN ADVISERS II LLC

C22
CRD 306601·SEC 801-118438·CHICAGO, IL
AUM
$9.05B
$1B+
Est. Revenue
$90.5M
@ 1% on AUM
Est. EBITDA
$27.1M
@ 30% margin
Est. Deal Value
$217.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEUBERGER BERMAN LOAN ADVISERS II LLC
CRD
306601
SEC file #
801-118438
EIN
—
DBA names
—

Economics

AUM
$9.05B
AUM band
$1B+
AUM trajectory
'21'26
$401.0M → $9.05B▲ +2156%
Client mix
Pooled Investment Vehicles18

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
3 advisors → 3 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
x.com/neubergerberman

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEUBERGER BERMAN LOAN
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
6
Control Persons
NEUBERGER BERMAN LOAN
Bhatia, Ashok, Kumar
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank37
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
Bhatia, Ashok, Kumar
Executive Officer · 2.5%
2378849
Brennan, Anne, Faris
Executive Officer · 2.5%
2387556
deRegt, Kenneth, M
Executive Officer · 2.5%
1030085
WRIGHT, STEPHEN, GREGORY
Executive Officer · 2.5%
4535690
LORD, BRIAN
Executive Officer · 2.5%
4481766