SourcingSourcing

CORE COMPLIANCE GROUP, LLC

C21
CRD 306661·SEC 801-122934·ROCK HILL, SC
AUM
$338.4M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CORE COMPLIANCE GROUP, LLC
CRD
306661
SEC file #
801-122934
EIN
—
DBA names
Core Advisory Group

Economics

AUM
$338.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$166.6M → $338.4M▲ +103%
Client mix
Individuals Other873
Individuals High Net Worth268
Corporations16
Charitable Organizations5
Pension Profit Sharing Plans1

Operations

Employees (total)
9
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'22'26
6 advisors → 9 advisors▲ +50%
Primary office
ROCK HILL SC
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
kingwealthpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KING, WILLIAM, MERRITT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KING, WILLIAM, MERRITT
STROSSER, MEREDITH, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KINGWEALTHPARTNERS.COM
Rdap Domain Creation Date
2016-02-10T19:03:26Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2371
Soi Zip Pct 200k Plus
0.055
Soi Zip Returns 200k Plus
1,590
Soi Zip Total AGI
2,294,794
Fdic Zip Total Deposits
20,956,547,000
Fdic Zip Branch Count
393
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
Rock Hill National BankRock Hill, SC
First-Citizens Bank and Trust Company of South CarolinaRock Hill, SC
Fdic Zip HHI
775.29
Fdic Zip Top Bank Share Pct
16.95
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-10T19:03:26Z
Rdap Domain Last Changed
2026-02-11T14:31:22Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI93,272
Returns7,360
Stub 2
AGI265,134
Returns7,140
Stub 3
AGI278,831
Returns4,530
Soi Zip Total Business Income
53,802
Soi Zip Total Cap Gains
149,266
Soi Zip Total Dividends
50,346
Soi Zip Total Returns
28,890
Top Owner CRD
5945182
Trust Company Affiliate
No

People (10)

10
KING, WILLIAM, MERRITT
IAR · Direct Owner · 62.5%
5945182
STROSSER, MEREDITH, LEE
IAR · Direct Owner · 62.5%
5894188
Korey White
IAR
6746809
HIRAM NMN HUTCHISON
IAR
2427979
Catherine Victoria Fisher
IAR
7618154
JAMES ANTHONY MCCOLLOM
IAR
3018906
JONATHAN ROBERT SWOFFORD
IAR
6788403
N ELIZABETH GREGG
IAR
3143948
JOSEPH ANGELO GIORDANO
IAR
6703896
Andrea Christina Kovacs
IAR
7092335