SourcingSourcing

NORTHRIM ADVISER, LLC

C42
CRD 306796·SEC 801-127586·MESA, AZ
AUM
$556.0M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTHRIM ADVISER, LLC
CRD
306796
SEC file #
801-127586
EIN
883577538
DBA names
—

Economics

AUM
$556.0M
AUM band
$500M-$1B
AUM trajectory
'25'26
$521.9M → $556.0M▲ +7%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
12
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'25'26
7 advisors → 12 advisors▲ +71%
Primary office
MESA AZ
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
northrimhorizon.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GULBRANDSEN, BRADLEY, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GULBRANDSEN, BRADLEY, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NORTHRIMHORIZON.COM
Rdap Domain Creation Date
2018-05-26T16:59:41Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001943572
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2022-12-20
Edgar Last Filing Date
2022-12-20
Edgar Form D Count
1
Edgar Form D Offerings
2022-12-202022-12-20 · 0001943572-22-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2451
Soi Zip Pct 200k Plus
0.0468
Soi Zip Returns 200k Plus
960
Soi Zip Total AGI
1,571,023
Fdic Zip Total Deposits
7,930,144,000
Fdic Zip Branch Count
98
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo6
E*trade4
Edgar Addresses
Mailing
2500 S. POWER RD., STE. 226MESA, AZ 85209
Business
2500 S. POWER RD., STE. 226MESA, AZ 85209
Edgar EIN
883577538
Edgar Recent Filings
D2022-12-20 · 0001943572-22-000001
Fdic Zip Branches Raw
M&I Marshall and Ilsley BankMesa, AZ
M&I Marshall and Ilsley BankMesa, AZ
Fdic Zip HHI
3603.47
Fdic Zip Top Bank Share Pct
56
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-26T16:59:41Z
Rdap Domain Last Changed
2026-05-11T22:40:31Z
Rdap Nameservers
Dns1.p08.nsone.netDns2.p08.nsone.netDns3.p08.nsone.netDns4.p08.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI59,486
Returns4,590
Stub 2
AGI177,784
Returns4,770
Stub 3
AGI218,923
Returns3,560
Soi Zip Total Business Income
36,653
Soi Zip Total Cap Gains
62,220
Soi Zip Total Dividends
23,029
Soi Zip Total Returns
20,520
Top Owner CRD
6076119
Trust Company Affiliate
No

People (1)

1
GULBRANDSEN, BRADLEY, JAMES
Direct Owner · 87.5%
6076119