SourcingSourcing

ICON FINANCIAL SERVICES LLC

C20
CRD 306816·SEC 801-117987·PORTLAND, OR
AUM
$19.7M
<$25M
Est. Revenue
$197K
@ 1% on AUM
Est. EBITDA
$59K
@ 30% margin
Est. Deal Value
$474K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ICON FINANCIAL SERVICES LLC
CRD
306816
SEC file #
801-117987
EIN
—
DBA names
—

Economics

AUM
$19.7M
AUM band
<$25M
AUM trajectory
'21'26
$1K → $19.7M▲ +1334802%
Client mix
Individuals Other4,171
Individuals High Net Worth7

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
1 advisors → 3 advisors▲ +200%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
linkedin.com/company/icon-savings-plan(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE ICON SAVINGS PLAN
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
THE ICON SAVINGS PLAN
ROWLEY, ALEXANDER, KENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:icon.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Apex Clearing2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
ROWLEY, ALEXANDER, KENT
IAR · Executive Officer · 2.5%
6418034
John Cortlandt Sweeney
IAR
8125481
ZACHARY GEORGE FOWLER
IAR
8137448