SourcingSourcing

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

B55
CRD 306974·SEC 801-135570·PINEHURST, NC
AUM
$100.3M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$301K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COURSE MANAGEMENT INVESTMENT ADVISORS, LLC
CRD
306974
SEC file #
801-135570
EIN
—
DBA names
—

Economics

AUM
$100.3M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other130
Individuals High Net Worth30
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
PINEHURST NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
cmiallc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BUCCERI, MICHAEL, SALVATORE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BUCCERI, MICHAEL, SALVATORE
CHEN, ALBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CMIALLC.COM
Rdap Domain Creation Date
2020-02-05T20:56:41Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4422
Soi Zip Pct 200k Plus
0.1785
Soi Zip Returns 200k Plus
1,760
Soi Zip Total AGI
1,529,636
Fdic Zip Total Deposits
18,246,459,000
Fdic Zip Branch Count
322
Fdic Zip Top Banks
Branch Banking and Trust Company
Truist Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First BankPinehurst, NC
United Carolina BankPinehurst, NC
Fdic Zip HHI
1381.62
Fdic Zip Top Bank Share Pct
25.98
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-05T20:56:41Z
Rdap Domain Last Changed
2026-02-06T16:11:52Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI20,851
Returns1,800
Stub 2
AGI49,626
Returns1,330
Stub 3
AGI77,378
Returns1,240
Soi Zip Total Business Income
57,620
Soi Zip Total Cap Gains
159,084
Soi Zip Total Dividends
83,794
Soi Zip Total Returns
9,860
Top Owner CRD
1970612
Trust Company Affiliate
No

People (4)

4
BUCCERI, MICHAEL, SALVATORE
IAR · Direct Owner · 62.5%
1970612
CHEN, ALBERT
IAR · Direct Owner · 62.5%
5996821
BRIAN MACINTOSH
IAR
4955621
Douglas Edward Lynam
IAR
6628512