SourcingSourcing

CAPRICE CAPITAL PARTNERS, LLC

B63
CRD 307048·SEC 801-118661
AUM
$123.2M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$370K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPRICE CAPITAL PARTNERS, LLC
CRD
307048
SEC file #
801-118661
EIN
842495023
DBA names
—

Economics

AUM
$123.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$164.8M → $123.2M▼ -25%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
4 advisors → 3 advisors▼ -25%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
capricecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WCR HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
WCR HOLDINGS LLC
THOMSON, RICHARD, NMN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPRICECAPITAL.COM
Rdap Domain Creation Date
2019-04-22T17:57:46Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001818845
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2020-07-22
Edgar Last Filing Date
2021-07-22
Edgar Form D Count
2
Edgar Form D Offerings
2021-07-222021-07-22 · 0001567619-21-013818
2020-07-222020-07-22 · 0001818845-20-000001
Edgar Former Names
1974 Porfolio Investments I, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank5
Jpmorgan4
E*trade4
Folio Institutional3
Edgar Addresses
Mailing
C/O CAPRICE CAPITAL PARTNERS, LLC1230 ROSECRANS AVENUE, SUITE 425MANHATTAN BEACH, CA 90266
Business
C/O CAPRICE CAPITAL PARTNERS, LLC1230 ROSECRANS AVENUE, SUITE 425MANHATTAN BEACH, CA 90266
Edgar EIN
842495023
Edgar Recent Filings
D/A2021-07-22 · 0001567619-21-013818
D2020-07-22 · 0001818845-20-000001
Firm Has Custody
Yes
Rdap Domain Expiration Date
2031-04-22T17:57:46Z
Rdap Domain Last Changed
2026-04-23T18:01:20Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
THOMSON, RICHARD, NMN
Direct Owner · 62.5%
7220874
VINCI, MICHAEL, DAVID
Executive Officer · 2.5%
6027878