SourcingSourcing

ACT CAPITAL MANAGEMENT, LLC

A72
CRD 307272·SEC 801-122045·WAYNE, PA
AUM
$163.9M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$492K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ACT CAPITAL MANAGEMENT, LLC
CRD
307272
SEC file #
801-122045
EIN
141895400
DBA names
—

Economics

AUM
$163.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$234.3M → $163.9M▼ -30%
Client mix
Individuals High Net Worth11
Pooled Investment Vehicles5

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
WAYNE PA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
actcapitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ECKER, AMIR, LEIF
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ECKER, AMIR, LEIF
ECKER, FAYTH, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ACTCAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2003-09-06T18:09:04Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001442273
Edgar Registered
Yes
Edgar Filing Count
70
Edgar First Filing Date
2008-08-12
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001636587-26-000028
Edgar Former Names
ACT Capital, L.L.C.
ACT Capital Management, LLLP

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity30
E*trade4
Edgar Addresses
Mailing
100 W. LANCASTER AVESUITE 110WAYNE, PA 19087
Business
100 W. LANCASTER AVESUITE 110WAYNE, PA 19087
Edgar EIN
141895400
Edgar Recent Filings
13F-HR2026-05-08 · 0001636587-26-000028
13F-HR2026-02-17 · 0001636587-26-000006
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-03-16T11:59:59Z
Rdap Domain Last Changed
2025-03-17T18:34:25Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1253824
Trust Company Affiliate
No

People (3)

3
AMIR LEIF ECKER
Direct Owner · 87.5%
1253824
ECKER, FAYTH, R
Direct Owner · 7.5%
5508482
ECKER, MARIA, TERESA
Direct Owner · 7.5%
7232413