SourcingSourcing

WICKHAM FINANCIAL GROUP, INC.

C42
CRD 307299·SEC 801-124758·MARIETTA, GA
AUM
$193.0M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$579K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WICKHAM FINANCIAL GROUP, INC.
CRD
307299
SEC file #
801-124758
EIN
—
DBA names
Wickham Financial & Insurance Services

Economics

AUM
$193.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$133.7M → $193.0M▲ +44%
Client mix
Individuals Other255
Individuals High Net Worth53

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
MARIETTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
wickhamservices.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WICKHAM, GRAHAM, STEWART
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WICKHAM, GRAHAM, STEWART
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WICKHAMSERVICES.COM
Rdap Domain Creation Date
2004-12-13T18:28:26Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.143
Soi Zip Pct 200k Plus
0.0448
Soi Zip Returns 200k Plus
730
Soi Zip Total AGI
1,011,267
Fdic Zip Total Deposits
32,601,994,000
Fdic Zip Branch Count
458
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Union National Bank of GeorgiaMarietta, GA
First Union National Bank of GeorgiaMarietta, GA
Fdic Zip HHI
560.04
Fdic Zip Top Bank Share Pct
12.83
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-13T18:28:26Z
Rdap Domain Last Changed
2025-11-13T07:50:18Z
Rdap Nameservers
Ben.ns.cloudflare.comJean.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI82,202
Returns6,560
Stub 2
AGI152,640
Returns4,240
Stub 3
AGI126,678
Returns2,080
Soi Zip Total Business Income
55,221
Soi Zip Total Cap Gains
45,216
Soi Zip Total Dividends
14,232
Soi Zip Total Returns
16,290
Top Owner CRD
2508545
Trust Company Affiliate
No

People (3)

3
WICKHAM, GRAHAM, STEWART
IAR · Direct Owner · 87.5%
2508545
MICHAEL B BEECHER
IAR
3041464
JENNIFER Smalley
IAR
6556319