SourcingSourcing

PROVENANCE MANAGEMENT CO., LP

C42
CRD 307347·SEC 801-128477·BEVERLY HILLS, CA
AUM
$454.1M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROVENANCE MANAGEMENT CO., LP
CRD
307347
SEC file #
801-128477
EIN
—
DBA names
—

Economics

AUM
$454.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$392.2M → $454.1M▲ +16%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
7 advisors → 8 advisors▲ +14%
Primary office
BEVERLY HILLS CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
provenance.digital

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Sutter, Paula
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
Sutter, Paula
CHOE, ANTHONY, UK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
provenance.digital
Rdap Domain Creation Date
2017-02-07T23:49:40.02Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4462
Soi Zip Pct 200k Plus
0.2701
Soi Zip Returns 200k Plus
1,380
Soi Zip Total AGI
2,171,926
Fdic Zip Total Deposits
47,905,588,000
Fdic Zip Branch Count
228
Fdic Zip Top Banks
Great Western Bank, A FSB
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan8
E*trade4
Fdic Zip Branches Raw
City National BankBeverly Hills, CA
Charter Pacific BankBeverly Hills, CA
Fdic Zip HHI
918.37
Fdic Zip Top Bank Share Pct
17.61
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-07T23:49:40.02Z
Rdap Domain Last Changed
2026-01-29T00:11:25.788Z
Rdap Nameservers
Ns-cloud-c1.googledomains.comNs-cloud-c2.googledomains.comNs-cloud-c3.googledomains.comNs-cloud-c4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,805
Returns1,150
Stub 2
AGI23,730
Returns640
Stub 3
AGI35,608
Returns580
Soi Zip Total Business Income
55,534
Soi Zip Total Cap Gains
245,369
Soi Zip Total Dividends
65,356
Soi Zip Total Returns
5,110
Top Owner CRD
8068453
Trust Company Affiliate
No

People (3)

3
Sutter, Paula
Direct Owner · 62.5%
8068453
CHOE, ANTHONY, UK
Direct Owner · 37.5%
2539664
ROMASH, ANTON
Executive Officer · 2.5%
5347632