SourcingSourcing

WFA OF SAN DIEGO, LLC

A72
CRD 307404·SEC 801-118131·SAN DIEGO, CA
AUM
$206.9M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$621K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WFA OF SAN DIEGO, LLC
CRD
307404
SEC file #
801-118131
EIN
844136657
DBA names
Wfa Of San Diego

Economics

AUM
$206.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$264.7M → $206.9M▼ -22%
Client mix
Individuals Other172
Individuals High Net Worth88
Charitable Organizations2
Pension Profit Sharing Plans1

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
5 advisors → 2 advisors▼ -60%
Primary office
SAN DIEGO CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/wfawealthmanagers(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZERMATT HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ZERMATT HOLDINGS, LLC
DWORSKY, LOUIS, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
57,522
Form 5500 Compensation Trajectory 3y
202557,522
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
57,522
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001821407
Edgar Registered
Yes
Edgar Filing Count
23
Edgar First Filing Date
2020-08-18
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001821407-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3079
Soi Zip Pct 200k Plus
0.1086
Soi Zip Returns 200k Plus
1,450
Soi Zip Total AGI
1,390,511
Fdic Zip Total Deposits
13,102,944,000
Fdic Zip Branch Count
229
Fdic Zip Top Banks
U.S. Bank National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
3170 FOURTH AVE.SUITE 300SAN DIEGO, CA 92103
Business
3170 FOURTH AVE.SUITE 300SAN DIEGO, CA 92103
Edgar EIN
844136657
Edgar Recent Filings
13F-HR2026-05-11 · 0001821407-26-000003
13F-HR2026-02-17 · 0001821407-26-000002
Fdic Zip Branches Raw
Union BankSan Diego, CA
Peninsula Bank of San DiegoSan Diego, CA
Fdic Zip HHI
1030.99
Fdic Zip Top Bank Share Pct
19.65
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,757
Returns2,970
Stub 2
AGI96,777
Returns2,600
Stub 3
AGI131,149
Returns2,130
Soi Zip Total Business Income
38,024
Soi Zip Total Cap Gains
82,218
Soi Zip Total Dividends
26,843
Soi Zip Total Returns
13,350
Trust Company Affiliate
No

People (3)

3
WHITE, DAVID, PHIPPS
IAR · Executive Officer · 2.5%
1027468
DWORSKY, LOUIS, DAVID
Executive Officer · 2.5%
1689624
ANDREW MARSHALL JENSEN
IAR
5697041