SourcingSourcing

ASPEN WEALTH STRATEGIES, LLC

C39
CRD 307424·SEC 801-119473·ARVADA, CO
AUM
$312.2M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$937K
@ 30% margin
Est. Deal Value
$7.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASPEN WEALTH STRATEGIES, LLC
CRD
307424
SEC file #
801-119473
EIN
462697273
DBA names
—

Economics

AUM
$312.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$184.1M → $312.2M▲ +70%
Client mix
Individuals Other248
Individuals High Net Worth115

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'21'26
7 advisors → 6 advisors▼ -14%
Primary office
ARVADA CO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
aspenwealthstrategies.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCCLAFLIN, ANDY, DON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MCCLAFLIN, ANDY, DON
ANDERSON, AMBER, KELLY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASPENWEALTHSTRATEGIES.COM
Rdap Domain Creation Date
2012-12-22T00:20:09Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001972517
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-05-12
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001951757-26-000805

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2561
Soi Zip Pct 200k Plus
0.0763
Soi Zip Returns 200k Plus
840
Soi Zip Total AGI
923,624
Fdic Zip Total Deposits
15,082,000,000
Fdic Zip Branch Count
245
Fdic Zip Top Banks
U.S. Bank National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
8333 RALSTON ROADSUITE 2ARVADA, CO 80002
Business
8333 RALSTON ROADSUITE 2ARVADA, CO 80002
Edgar EIN
462697273
Edgar Recent Filings
13F-HR2026-05-08 · 0001951757-26-000805
13F-HR2026-01-28 · 0001951757-26-000325
Fdic Zip Branches Raw
GoldenBank, National AssociationArvada, CO
The First National Bank of ArvadaArvada, CO
Fdic Zip HHI
1585.3
Fdic Zip Top Bank Share Pct
33.5
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-12-22T00:20:09Z
Rdap Domain Last Changed
2024-02-29T21:13:08Z
Rdap Nameservers
Ns-cloud-b1.googledomains.comNs-cloud-b2.googledomains.comNs-cloud-b3.googledomains.comNs-cloud-b4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,396
Returns2,430
Stub 2
AGI95,568
Returns2,530
Stub 3
AGI120,498
Returns1,960
Soi Zip Total Business Income
30,863
Soi Zip Total Cap Gains
34,927
Soi Zip Total Dividends
13,185
Soi Zip Total Returns
11,010
Top Owner CRD
4670759
Trust Company Affiliate
No

People (6)

6
MCCLAFLIN, ANDY, DON
IAR · Direct Owner · 87.5%
4670759
ANDERSON, AMBER, KELLY
IAR · Executive Officer · 2.5%
5535450
HENGEL, CADE, NATHANIEL
IAR · Executive Officer · 2.5%
6723856
STEPHANIE C. MCELHENY
IAR
5806111
KELLIE G BEIERS
IAR
4038008
Blake Wilson
IAR
7891391