SourcingSourcing

QUINCY WELLS ADVISORS, LLC

C45
CRD 307477·SEC 801-118231·CHICAGO, IL
AUM
$87.3M
$25M-$100M
Est. Revenue
$873K
@ 1% on AUM
Est. EBITDA
$262K
@ 30% margin
Est. Deal Value
$2.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
QUINCY WELLS ADVISORS, LLC
CRD
307477
SEC file #
801-118231
EIN
—
DBA names
—

Economics

AUM
$87.3M
AUM band
$25M-$100M
AUM trajectory
'21'26
$100.0M → $87.3M▼ -13%
Client mix
Individuals Other232
Individuals High Net Worth13
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
22
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'21'26
9 advisors → 20 advisors▲ +122%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
QUINCY WELLS GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
QUINCY WELLS GROUP, LLC
Cummins, Valerie
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
25
Bc Firm Active IA Count
26
Bc Firm IAR Count
26
Custodian Candidates
Full
E*trade4
Charles Schwab2
Firm Has Custody
No
Mailing Office Differs
Yes
Trust Company Affiliate
No

People (27)

27
Frame, Jonathan
IAR · Executive Officer · 2.5%
3057547
Valerie Cummins
Executive Officer · 2.5%
6203544
CHRISTOPHER ROBERT BURNS
IAR
4710209
PHILLIP WADE PARKER
IAR
1549861
ROYCE LEE CANNON
IAR
2206590
JAMES DAVID BEAUDOIN
IAR
2992651
Scott David Carl
IAR
5416724
REED HAIMSON
IAR
5533993
JOHN PETER FERRICK
IAR
2568789
NICHOLE ELIZABETH SHADOW
IAR
7351072
RICK DAVID MARTINEZ
IAR
6524415
CURTIS JEROME SATHRE
IAR
2459115
Keegan De Silva
IAR
7227138
Stephen T Glasgow
IAR
4352357
JOHN FIELDING CRIGLER
IAR
1014977
JEFFREY Antonio GARCIA
IAR
4824738
JAMES MICHAEL RICHARD
IAR
4487263
PETER HENRY KARNOWSKI
IAR
2843265
Karl Wolfgang Suess
IAR
5255922
Ronald Allen Glasgow
IAR
4429614
DANIEL WADE WILLIAMS
IAR
5293652
CHARLES BRYANT KERKER
IAR
1317057
CLEMONT LEE BEVILL
IAR
1790971
PETER ALEXANDER KITZEROW
IAR
1078020
JAMES PATRICK LYNCH
IAR
2387056
Brenna Reid Winters
IAR
7536715
Paul Eric Hogenson
IAR
2308907