SourcingSourcing

ORIX ADVISERS, LLC

C26
CRD 307580·SEC 801-118177·NEW YORK, NY
AUM
$8.16B
$1B+
Est. Revenue
$81.6M
@ 1% on AUM
Est. EBITDA
$24.5M
@ 30% margin
Est. Deal Value
$195.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ORIX ADVISERS, LLC
CRD
307580
SEC file #
801-118177
EIN
863384531
DBA names
—

Economics

AUM
$8.16B
AUM band
$1B+
AUM trajectory
'21'26
$5.32B → $8.16B▲ +53%
Client mix
Pooled Investment Vehicles16

Operations

Employees (total)
328
Advisory staff (per ADV)
62
Advisory staff (5-yr trend)
'21'26
35 advisors → 62 advisors▲ +77%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
spcm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OAM HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
OAM HOLDINGS, LLC
ABRAMS, JEFFREY, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPCM.COM
Rdap Domain Creation Date
2000-05-20T07:33:14Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Gandi SAS

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
129
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002014395
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-03-06
Edgar Last Filing Date
2024-03-06
Edgar Form D Count
1
Edgar Form D Offerings
2024-03-062024-03-06 · 0002014395-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank67
Bny Mellon4
E*trade4
Edgar Addresses
Mailing
C/O ORIX ADVISERS, LLC280 PARK AVENUE, 40 WESTNEW YORK, NY 10017
Business
C/O ORIX ADVISERS, LLC280 PARK AVENUE, 40 WESTNEW YORK, NY 10017
Edgar EIN
863384531
Edgar Recent Filings
D2024-03-06 · 0002014395-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-20T07:33:14Z
Rdap Domain Last Changed
2026-04-19T04:38:03Z
Rdap Nameservers
Nsdns4.orix.comNsdns5.orix.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (5)

5
ABRAMS, JEFFREY, BRIAN
Executive Officer · 2.5%
2846985
HALICKMAN, MICHELE, ELISSA
Executive Officer · 2.5%
7223820
RONNEN, DAN, SIMON
Executive Officer · 2.5%
4970528
ZHU, YUE
Executive Officer · 2.5%
7396628
JOSEPH DONALD INTAGLIATA
Executive Officer · 2.5%
6914241